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John M. Dunlap

Ameriprise Financial Services, LLC

Alpharetta, GA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-26
  • GA RA
    APPROVED
    Since 2026-08-26

Branch Locations

11175 Cicero Dr Ste 450, Alpharetta, GA 30022-1166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 11/2012 11/2017
Jpmorgan Chase Bank, N.A. Atlanta GA 11/2017 07/2024
Jpmorgan Securities, Llc. Atlanta GA 11/2017 07/2024
Morgan Stanley Alpharetta GA 07/2024 07/2026
Ameriprise Financial Services, Llc Alpharetta GA 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2006-12-11
Other Names
  • John Miller Dunlap
  • John M. Dunlap

View on SEC IAPD

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