Diana Georgena Persaud

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-05-19
FL	RA	APPROVED	2015-05-08

TX RA
APPROVED_RES

Since 2015-05-19
FL RA
APPROVED

Since 2015-05-08

Branch Locations

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Valrico	FL	09/2012	Present

09/2012 → Present

Lpl Financial Llc

Valrico, FL

Previous Registrations

2012-09-07 → 2015-04-17

Independent Financial Partners

Tampa, FL
2010-09-30 → 2012-09-10

New England Securities

Coral Gables, FL

Valrico, FL
2008-06-18 → 2010-09-03

Uvest Financial Services Group, Inc.

Temple Terrace, FL

Tampa, FL

Tampa, FL

Tampa, FL

Tampa, FL

Other Businesses

1.08/24/2012; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.02/20/2013; DIVERSE FINANCIAL SERVICES LLC; Non-Variable Insurance DBA; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 3.06/03/2020; DRL Properties LLC; Real Estate Rental; Investment Related; Tampa,FL; Start Date 03/05/2020; 10hrs/mth; hrs during trading 4.09/22/2021; DRL Properties LLC; Real Estate Rental; Investment Related; Tampa,Fl; Start Date 08/03/2021; 5hrs/mth; hrs during trading 5.10/24/2023; DRL Properties LLC; Real Estate Rental; Investment Related; ; Start Date 10/02/2023; 5hrs/mth; 0hrs during trading 6.07/30/2026; DRL Properties; Real Estate Rental; Investment Related; Tampa,FL; Start Date 03/19/2018; 5hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-09
S65	Uniform Investment Adviser Law Examination	2001-07-31
S63	Uniform Securities Agent State Law Examination	1995-05-11

S66 Uniform Combined State Law Examination

2008-06-09
S65 Uniform Investment Adviser Law Examination

2001-07-31
S63 Uniform Securities Agent State Law Examination

1995-05-11

Other Names

Diana Persaud
Diana G Persuad

View on SEC IAPD