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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-01-12
  • CA RA
    APPROVED
    Since 2000-01-12

Branch Locations

425 Market Street Suite 1800, San Francisco, CA 94105 • United States

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Oakland CA 01/1995 Present
Nylife Securities Inc. Oakland CA 02/1995 Present
Silver Transitions Financial & Insurance Solutions San Francisco CA 04/2008 Present
  • 01/1995 → Present
    New York Life Insurance Company
    Oakland, CA
  • 02/1995 → Present
    Nylife Securities Inc.
    Oakland, CA
  • 04/2008 → Present
    Silver Transitions Financial & Insurance Solutions
    San Francisco, CA
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA SILVER TRANSITIONS FINANCIAL & INSURANCE SOLUTIONS; COMMISSIONS] [CHILDREN'S HOSPITAL OAKLAND; VOLUNTEER ADVOCATE; START DATE 05/2007; NON-INVESTMENT RELATED] [RENTAL PROPERTY; REAL ESTATE OWNER; 2400 BEUVENVE STREET, BERKELEY CA; INVETMENT RELATED; START DATE 08/2008] [CPIG16 TAHOE LLC; RENTAL PROPERTY; 100 PARK STREET, SOUTH LAKE TAHOE; MANAGER/SOLE OWNER; INVESTMENT RELATED; START DATE 08/2008] [THORNER VENTURES; PARTNER; PASSIVE INCOME; 15 YEARS - REAL ESTATE LANDLORD; INVESTMENT RELATED; START DATE 04/2001] [CREATIVE PROPERTY TELEGRAPH, LLC; 2426 TELEGRAPH AVE., BERKELEY, CA; RENTAL REAL ESTATE; MANAGER/MEMBER; START DATE 02/2011; 1 HR PER MONTH; MAINTENANCE OF PREMISES] [CPIG UPTOWN, LLC; INVESTMENT REAL ESTATE; PASSIVE INVESTOR; NON-MANAGING MEMBER; START DATE 11/2011; 0 HRS ON THIS ACTIVITY] [CPIG BENEVUE, LLC; INVESTMENT RELATED; 2400 BENEVUE STREET, BERKELEY, CA; REAL ESTATE; OWNER; START DATE: 6/2012; 0 HOURS SPENT ON THIS ACTIVITY PER MONTH; NO RESPONSIBILITIES] [BUSINESS FACILITIES GROUP INC; NOT INVESTMENT RELATED; 1000 MARINA VILLAGE PARKWAY #120, ALAMEDA, CA 94501; LEASE OFFICE SPACE & EQUIP TO AGENTS; OWNER; START DATE: 6/2003; 5 HOURS PER WEEK] [The Telegraph Area Business Improvement District; Board Member; start date 01/2013; non- investment related] [NYLARC Holding Company; Reinsuring NYL insurance; 51 Madison Avenue, New York, NY 10010; Start Date 06/2002; Role/Title: Investor; Investment Related] [Rotary International; Fundraising Committee; 1736 Franklin St. Oakland CA 94610; Start Date 11/2020; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Resolute Fund IV; Real Estate; 7250 Redwood Blvd., Suite 360 Novato CA 94945; Start Date 08/2022; Role/Title: Passive Investor; Not Investment Related; no time on activity] [Davis Real Estate Fund V; Real estate developmen-25 HIGH STREET, 21ST FLOOR BOSTON, MA 02110; Start Date 08/2022; Role/Title: Passive Investor; Not Investment Related; no time on activity] [Reliant CAP X, LLC; real estate investment fund; 601 California St. Suite 1150 San Francisco, CA 94108; Start Date 10/2022; Role/Title: Passive Investor] [Affinity Group Leader Provisors; networking group; facilitate meetings of professionals; 425 Market Street San Francisco CA 94105; Start Date 11/2022; Role/Title: Member; Investment Related; 3 hours per month and during securities trading hours] [Belveron Flagship Fund VII Investor, L.P.; low income residential housing; 268 Bush St., Suite 3534 San Francisco, CA 94104; Start Date 02/2023; Role/Title: Investor; Investment Related; NO TIME ON ACTIVITY; passive investor] [Seyon Industrial Fund; real estate development - warehousing; 205 Newbury Street, 4th Floor Boston, MA 02116; Start Date 05/2024; Role/Title: Investor; Not Investment Related; no time on activity] [OAKLAND ROTARY CLUB; BOARD MEMBER; 1736 Franklin St. Oakland CA 94706; Start Date 07/2025; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [Oakland Rotary Endowment; board member. Oakland grant making arm of the Oakland Rotary Club; 17360Franklin St. Oakland CA 94706; Start Date 07/2025; Role/Title: Board Member; Not Investment Related; 3 hours per month] [[Estate and Business Succession Affinity Group; Group Leader. Business Networking Group; 15260 Ventura Blvd Suite #1700 Sherman Oaks CA 94103; Start Date 07/2025; Role/Title: Volunteer; Investment Related; 4 hours per month; 4 hours per month during securities trading hours][Seyon Industrial Fund II; Purchase and re-hab of small industrial/warehouse space in Northeast.; 800 Boylston Street, Suite 1010 Boston, MA 02199; Start Date 07/2026; Role/Title: Passive Investor; Investment Related]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-18
S63 Uniform Securities Agent State Law Examination 1995-04-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-18
  • S63 Uniform Securities Agent State Law Examination
    1995-04-21

View on SEC IAPD

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