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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-17
TN RA APPROVED 2016-05-19
  • TX RA
    APPROVED
    Since 2017-04-17
  • TN RA
    APPROVED
    Since 2016-05-19

Branch Locations

2555 Meridian Boulevard Suite 180, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Franklin TN 05/2016 Present
Raymond James Financial Services Advisors Inc. Franklin TN 05/2016 Present
Southern Springs Capital Group Franklin TN 05/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1112 Gray Fox Ln, Franklin, TN, 37069, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/31/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own the house, but we have a property manager. (2)Name of Business: Heritage Foundation of Williamson County Address: 1112 Gray Fox Ln, Franklin, TN, 37069, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I chair the finance committee which mainly involves reviewing the organizations budgets and profit and losses at board meetings, reviewing fundraising goals, etc. It requires that I go to 4 board meetings per year, and 4 finance committee meetings per year. I also volunteer at some of their community events. I do not have custody of any organization funds, I am not a signer on any of their financial accounts. I do not manage any investments for the organization. (3)Name of Business: Highland Capital Address: 2555 Meridian Blvd Ste 180, Franklin, TN, 37067, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/26/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Insurance Policy Sales (4)Name of Business: Southern Springs Capital Group Address: 2555 Meridian Blvd Ste 180, Franklin, TN, 37067, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/13/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage office

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-02
S63 Uniform Securities Agent State Law Examination 1995-04-21
  • S65 Uniform Investment Adviser Law Examination
    1995-05-02
  • S63 Uniform Securities Agent State Law Examination
    1995-04-21
Designations
Other Names
  • David M Jackson

View on SEC IAPD

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