Thomas Auchincloss Armitage

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-10-16
MI	RA	APPROVED	2020-12-08
CO	RA	APPROVED	2014-08-19
HI	RA	APPROVED	2007-07-19
CA	RA	APPROVED	2002-03-20
TX	RA	APPROVED_RES	2002-03-12

NJ RA
APPROVED

Since 2023-10-16
MI RA
APPROVED

Since 2020-12-08
CO RA
APPROVED

Since 2014-08-19
HI RA
APPROVED

Since 2007-07-19
CA RA
APPROVED

Since 2002-03-20
TX RA
APPROVED_RES

Since 2002-03-12

Branch Locations

Kihei, HI • United States

Highlands, NJ • United States

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Denver	CO	03/2002	Present
Bank Of America, N.A.	Denver	CO	12/2009	Present

03/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Denver, CO
12/2009 → Present

Bank Of America, N.A.

Denver, CO

Other Businesses

I*1401270For profit or not for profit: Entity CharitableName of outside business organization: Global Chamber New York ChapterInvestment related: NAddress of business: Scottsdale, Arizona, 85251, United StatesNature of business: ["Business or Industry Organization"]Position, title, association: ["Committee"], [["Other"]]Start date of relationship: 1/22/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 2Duties: , Professional Networking CommunityI*1401276For profit or not for profit: Entity For ProfitName of outside business organization: Ambient TechnologyInvestment related: NAddress of business: Denver, Colorado, 80237, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 7/19/2023Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 10Duties: , Family Investment LLC - I have inherited a 33% ownership. I*2924286 Entity Type: For Profit Name of OBA: Makai Maui LLC Address:Miami Florida Investment Related:No Position, Title, Association:Owner Start Date:09/10/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:Makai Maui LLC owns a rental property Overseeing rental of property

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-05-06
S65	Uniform Investment Adviser Law Examination	1995-05-06

S63 Uniform Securities Agent State Law Examination

1995-05-06
S65 Uniform Investment Adviser Law Examination

1995-05-06

Other Names

Toby Armitage

View on SEC IAPD