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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-31
FL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2019-07-31
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1701 Nw St Lucie West Blvd., Port St. Lucie, FL 34986 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Port St Lucie FL 10/2012 Present
Jpmorgan Chase Bank, N.A. Port St Lucie FL 08/2012 Present
  • 10/2012 → Present
    Port St Lucie, FL
  • 08/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Port St Lucie, FL
Previous Registrations
  • 2012-09-05 → 2012-10-01
    Chase Investment Services Corp.
    Wellington, FL
    Royal Palm Beach, FL
  • 2010-08-02 → 2012-07-11
    Tequesta, FL
    Port St Lucie, FL
    Port St. Lucie, FL
    Hobe Sound, FL
    Stuart, FL
    Palm Beach, FL
    Wellington, FL
    Palm City, FL
    Palm Beach Gardens, FL
    West Palm Beach, FL
    Lake Worth, FL
    Palm Beach, FL
  • 2009-11-13 → 2010-07-26
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
  • 2007-10-18 → 2009-11-13
    Natcity Investments, Inc.
    Port St. Lucie, FL
    Stuart, FL
    Stuart, FL
    Jensen Beach, FL
    Stuart, FL
    Stuart, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    West Palm Beach, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
  • 2003-07-25 → 2006-08-25
    Port St. Lucie, FL
    Port St Lucie, FL
  • 2000-03-27 → 2002-10-18
    A. G. Edwards & Sons, Inc.
    Stuart, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-15
S65 Uniform Investment Adviser Law Examination 1995-05-02
  • S63 Uniform Securities Agent State Law Examination
    1995-05-15
  • S65 Uniform Investment Adviser Law Examination
    1995-05-02
Other Names
  • Paula Kay Earle
  • Paula Kay Thomas
  • Paula Kay Earll

View on SEC IAPD

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