Diane Patricia Davis

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-11-05
TX	RA	APPROVED	2005-08-16
FL	RA	APPROVED	1995-04-18

CT RA
APPROVED

Since 2024-11-05
TX RA
APPROVED

Since 2005-08-16
FL RA
APPROVED

Since 1995-04-18

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Essex, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Miami	FL	02/1995	Present
Bank Of America, N.A.	Miami	FL	09/2010	Present

02/1995 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
09/2010 → Present

Bank Of America, N.A.

Miami, FL

Other Businesses

I*1932330 Entity for Profit Name of OBA: Rental Property 1 Address: Essex, Connecticut, 06426 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/01/2023 No Hours: 15 No Hours during trading: 0 Duties: I*1932331 Entity for Profit Name of OBA: Rental Property 2 Address: Miami, Florida, 33133 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/01/2024 No Hours: 20 No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-05-04
S65	Uniform Investment Adviser Law Examination	1995-05-04

S63 Uniform Securities Agent State Law Examination

1995-05-04
S65 Uniform Investment Adviser Law Examination

1995-05-04

Other Names

Diane Patricia Gilluly
Diane P Davis

View on SEC IAPD