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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-10-02 |
Branch Locations
11111 Santa Monica Blvd Ste 1100, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2005 | Present |
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 05/2008 | Present |
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 10/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2013 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER - WESTSIDE FAMILY YMCA, 13111 LAGRANGE AVE, LOS ANGELES, CA 90025. NON INVESTMENT RELATED. WILL SPEND 2 HRS/MONTH ON THIS ACTIVITY. 3. 100% OWNER, BARON FINANCIAL AND INSURANCE SERVICES, INC., MP GENERAL AGENT LEGAL ENTITY, START DATE: 1/1/2017, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, MANAGING DIRECTOR AND PRESIDENT OF THE CORPORATION. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-08 |
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