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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-11-12 |
| NY | RA | APPROVED | 2021-10-15 |
| TX | RA | APPROVED_RES | 2021-10-15 |
Branch Locations
285 Riverside Avenue Suite 335, Westport, CT 06880 • United States
Guilford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 03/2012 | 10/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2021 |
| Rbc Capital Markets, Llc | Westport | CT | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 10/2021 |
| City National Bank | Westport | CT | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-15 |
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