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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-08-04 |
Branch Locations
One North Wacker Suite 3400, Chicago, IL 60606 • United States
Winnetka, IL • United States
20 Custom House Street, Boston, MA 02110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Chicago | IL | 08/2016 | Present |
1. United States Olympic and Paralympic Foundation; 1 Olympic Plaza, Colorado Springs, CO 80909; Charitable Foundation; Trustee; Make donations; 01/01/2018; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-29 |
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