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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-19 |
| MI | RA | APPROVED | 2016-04-19 |
| OH | RA | APPROVED | 2007-01-22 |
Branch Locations
950 Trade Centre Way Suite 120, Portage, MI 49002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co., Inc. | Kalamazoo | MI | 02/1995 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-10 |
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