Mark Anthony Keating

Current Employers

Employment History

• 03/2014 → 02/2021
  Mass Mutual Life Insurance Company
  Grand Rapids, MI
• 05/2014 → 02/2021
  Mml Investors Services, Llc
  Grand Rapids, MI
• 06/2021 → 04/2022
  Park Avenue Securities
  Southfield, MI
• 05/2021 → Present
  Guardian Life Insurance Company
  Southfield, MI
• 04/2022 → Present
  Osaic Wealth, Inc.
  Fenton, MI
• 04/2022 → Present
  Holvick & Associates, Advanced Business Partners
  Fenton, MI

Previous Registrations

• 2021-06-18 → 2022-04-15
  Park Avenue Securities Llc
  Southfield, MI
• 2014-05-20 → 2021-02-10
  Mml Investors Services, Llc
  Grand Rapids, MI
• 2011-09-01 → 2013-08-07
  Mutual Of Omaha Investor Services, Inc.
  Hauppauge, NY
  New York, NY
  Hollis, NY
  Purchase, NY

Other Businesses

1) K2 ADVISORY GROUP LLC- DBA for Outside Insurance sales and Group benefits, Start Date: 01/01/2017 Address: 5458 EGYPT CREEK BLVD ADA MI 49301 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 2) HOLVICK & ASSOCIATES, ADVANCED BUSINESS PARTNERS POSITION: President/ Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 04/14/2022 ADDRESS: 3309 Silver Lake Rd., Suite A, Fenton MI 48430, United States DESCRIPTION: Holvick & Associates, Advanced Business Partners, used as Marketing Name for BD. 3) ADVANCED BUSINESS PARTNERS CONSULTING LLC POSITION: Owner/ Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/21/2023 ADDRESS: 3309 Silver Lake Rd., Suite A, Fenton MI 48430, United States DESCRIPTION: Work with non-publicly traded companies to enhance their business operations and prepare for transfer of ownership whether internal or external. This may include; management consulting, Owner exit readiness assessments, team coaching, group insurance benefits & P&C review.*We may receive a referral fee from 3rdparty business brokers when a company we referred sells 4) ADVANCED BUSINESS PARTNERS CASCADE POSITION: President NATURE: Branch Office of ABP . LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2024 ADDRESS: 4519 Cascade Rd, 2B, Grand Rapids MI 49546, United States DESCRIPTION: Soliciting clients and managing a financial services practice

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-06
• S63 Uniform Securities Agent State Law Examination
  1995-03-15