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45 Pine Grove Ave Suite 301, Kingston, NY 12401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miller Howard Investments | Woodstock | NY | 10/2004 | Present |
| Foreside Fund Services, Llc | Sunbury | OH | 01/2016 | Present |
1. SS Farms LLC, Not investment Related, Ohio, Crop, Owner of a family farm, approximately 1 hour per month, 0 during trading hours. 2. Miller Howard Investments, Woodstock NY, Investment related, Portfolio Manager, began 10/2004, full time employee. 3. Girls Just Want to Have Sun, LLC, Sunbury, PA, non-investment related, Wife's spray tanning, 0 hours per month. 4) Spratt Family Farms, LLC; Sunbury, OH; Non-investment related; Began 11/30/2018; sole member; farming; 1 hour per month zero hours during securities trading hours. 5) Hamilton Spratt Development, LLC; Sunbury, OH; Investment Related; Began 11/30/2018; Real Estate Rentals, sole member; holds current rental property in MI and pending rental transaction in OH and any other real estate investment in the future; 1 hour per month zero hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-07-10 |
| S65 | Uniform Investment Adviser Law Examination | 2002-04-09 |
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