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9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-20 |
Branch Locations
1070 E Indiantown Road Ste 208, Jupiter, FL 33477 • United States
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-28 |
| MO | RA | APPROVED | 2023-08-17 |
Branch Locations
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill, Lynch, Pierce, Fenner & Smith Incorporated | Leawood | KS | 04/2013 | 06/2020 |
| Wells Fargo Advisors Financial Network, Llc | Leawood | KS | 06/2020 | 08/2023 |
| Peak Brokerage Services, Llc | Jupiter | FL | 08/2023 | Present |
| Thurston Springer Financial | Indianapolis | IN | 01/2025 | Present |
Supervision Principal at Peak Brokerage Services, an affiliate of the same holding company of TSF.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-24 |
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