Andrea K Stephenson

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
FL	RA	APPROVED	2005-09-20

TX RA
APPROVED_RES

Since 2019-01-02
FL RA
APPROVED

Since 2005-09-20

Branch Locations

100 University Town Center Drive, Sarasota, FL 34243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co.,Inc	Sarasota	FL	06/2005	Present
Charles Schwab Bank, Ssb	Sarasota	FL	07/2005	Present

06/2005 → Present

Charles Schwab & Co.,Inc

Sarasota, FL
07/2005 → Present

Charles Schwab Bank, Ssb

Sarasota, FL

Previous Registrations

2005-05-27 → 2005-07-11

Amsouth Investment Management Company Llc

Tallahassee, FL

Other Businesses

Serenity Creek HOA|Investment Related:No|c/o Gulf Coast Community Management 2201 Cantu Ct Suite 106 ;Sarasota;FL;34232;USA|Nonprofit Charitable Organizations|Director|2024-12-17|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Previous outside business activity listed as role of Treasurer for HOA-non-profit. Unable to edit the title. For the 2025 year I am serving in the role of Director. GCCM is out HOA management company and handles the day to day management for the board and community.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-05-24
S63	Uniform Securities Agent State Law Examination	1996-02-09

S65 Uniform Investment Adviser Law Examination

2005-05-24
S63 Uniform Securities Agent State Law Examination

1996-02-09

Other Names

Andrea Brewer
Andrea Kristen Stephenson
Andrea Kristen Stephenson
Andrea K Stephenson

View on SEC IAPD