Korene Z. Phillips Marsh

Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2002-07-24

NC RA
APPROVED

Since 2002-07-24

Branch Locations

302-B Western Boulevard, Jacksonville, NC 28546 • United States

302 Main St, Swansboro, NC 28584 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Citizens Investor Services, Inc.	Jacksonville	NC	07/2002	Present

07/2002 → Present

First Citizens Investor Services, Inc.

Jacksonville, NC

Previous Registrations

2001-10-09 → 2002-07-17

Banc Of America Investment Services, Inc.

Jacksonville, NC

Other Businesses

1. OverTime LLC, -Mailing Address PO Box 297, Swansboro NC, 28584 Phyiscal Address: 422 Shoreline Dr, Cedar Point NC 28584, United States. Nature of business: Condo that is rented-E2 Cedar Point Villas, Cedar Point, NC. Home 226 Bell St. Cedar Point, NC. 30 minutes per month/ 0 hours during trading hours. Boat slip is also owned by LLC, for personal use. It is investment-related. Duties are: collect rent, pay bills, and submit tax returns for OverTime. Compensated by Rental income paid per agreed upon terms. 2. PHILLIPS SEAFOOD LLC POSITION: Signor on the bank account once opened via being a member of the LLC. NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 104 E Corbett Ave, Swansboro NC 28584, United States DESCRIPTION: This is 72 yo family business that has previously been owned as a sole prop by my father. It is a wholesale and retail seafood business (market). Member of the LLC to aide in day to day financial transactions (banking).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-21
S63	Uniform Securities Agent State Law Examination	1995-02-27

S65 Uniform Investment Adviser Law Examination

1999-07-21
S63 Uniform Securities Agent State Law Examination

1995-02-27

Designations

Other Names

Korene P Marsh
Korene Zue Phillips
Korene Zue Phillips Marsh
Korene Zue Phillips Marsh

View on SEC IAPD