Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-10-27 |
| IN | RA | APPROVED | 2005-08-25 |
Branch Locations
14074 Trade Center Dr Ste. 110, Fishers, IN 46038-4566 • United States
Noblesville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fishers | IN | 05/2003 | Present |
(1) 3/7/2011: Dunlap Wealth Management - Investment Related - Other-Teaching - Time Spent 5% - Teaching a course titled Retirement Planning Today. (2) 11/2/2012: Dunlap Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 5% - For accounting/tax purposes only. (3) 2/15/2017: Dunlap Gill Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2014 - 0 Hours Per Month. (4) 5/11/2018 - Dunlap Wealth Management Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2004 - 3 Hours Per Month During Securities Trading - Selling traditional life, disability, long-term care and fixed annuity products. (5) 5/11/2018 - Dunlap Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2004 - 3 Hours Per Month During Securities Trading - Selling traditional life, disability, long-term care & fixed annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-01 |
Reach out to this advisor