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Inactive

Thomas Douglas Dale

Ballew Advisors Inc

Jackson, MS

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Current Employers
Ballew Advisors Inc

100 Vision Drive Suite 325, Jackson, MS 39211 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 1997-07-25
  • MS RA
    APPROVED
    Since 1997-07-25

Branch Locations

100 Vision Drive Suite 325, Jackson, MS 39211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S B Holding Company, Inc. Jackson MS 08/2005 Present
Bia, Inc. Jackson MS 08/2005 Present
Independent Pension Solutions, Llc Jackson MS 08/2005 01/2020
Ballew Advisors, Inc. Jackson MS 08/2005 Present
Ballew Investments, Inc. Jackson MS 08/2005 10/2025
Security Ballew, Inc. Jackson MS 08/2005 Present
Consilium Capital, Llc Jackson MS 01/2013 12/2024
Ballew Wealth Management, Llc Jackson MS 08/2023 Present
  • 08/2005 → Present
    S B Holding Company, Inc.
    Jackson, MS
  • 08/2005 → Present
    Bia, Inc.
    Jackson, MS
  • 08/2005 → 01/2020
    Independent Pension Solutions, Llc
    Jackson, MS
  • 08/2005 → Present
    Jackson, MS
  • 08/2005 → 10/2025
    Ballew Investments, Inc.
    Jackson, MS
  • 08/2005 → Present
    Security Ballew, Inc.
    Jackson, MS
  • 01/2013 → 12/2024
    Consilium Capital, Llc
    Jackson, MS
  • 08/2023 → Present
    Ballew Wealth Management, Llc
    Jackson, MS
Previous Registrations
  • 2002-08-20 → 2002-12-31
    Choices Inc
    Jackson, MS
Other Businesses

SECURITY BALLEW, INC. AKA BALLEW WEALTH MANAGEMENT; INVESTMENT-RELATED; JACKSON, MS; WEALTH MANAGEMENT; CORPORATE SECRETARY; START DATE 08/2005; APPROXIMATELY 1 HR PER MONTH, 1 DURING TRADING HOURS. S B HOLDING COMPANY, INC.; INVESTMENT-RELATED; JACKSON, MS; HOLDING COMPANY; CORPORATE SECRETARY; START DATE 08/2005; APPROXIMATELY 1 HR PER MONTH, 1 DURING TRADING HOURS. BIA, INC.; INVESTMENT-RELATED; JACKSON, MS; INSURANCE AGENCY; CORPORATE SECRETARY AND INSURANCE AGENT; START DATE 08/2005; APPROXIMATELY 10 HRS PER MONTH, 10 DURING TRADING HOURS; SELL AND SERVICE FIXED INSURANCE PRODUCTS. BALLEW ADVISORS, INC.; JACKSON, MS; SECRETARY, FINANCIAL ADVISOR; START DATE 01/1995; APPROXIMATELY 40 HOURS PER MONTH, 40 DURING TRADING HOURS; SELL AND SERVICE ADVISORY PRODUCTS/ACCOUNTS. BALLEW WEALTH MANAGEMENT, LLC; INVESTMENT-RELATED; JACKSON, MS; HOLDING COMPANY;MEMBER; START DATE 08/2023; APPROXIMATELY 1 HR PER MONTH, 1 DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-10
S63 Uniform Securities Agent State Law Examination 1995-04-07
  • S65 Uniform Investment Adviser Law Examination
    1999-09-10
  • S63 Uniform Securities Agent State Law Examination
    1995-04-07
Other Names
  • Thomas Douglas Dale
  • T Dale

View on SEC IAPD

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