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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-23 |
Branch Locations
535 Washington St Floor 8Th, Buffalo, NY 14203-1427 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Fredonia | NY | 08/2003 | 06/2021 |
| Ameriprise Financial Services, Llc | Buffalo | NY | 02/2026 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | 02/2026 |
Outside Employment; 1865 Investment Services; Dual Financial Advisor; Financial Advisor; 535 Washington St. , Suite 707, Buffalo, NY, 14203; Investment-Related; 02/23/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-29 |
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