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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-06
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2024-09-06
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

800 E Canal Street Suite 950, Richmond, VA 23219 • United States

130 Wylderose Drive, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Mgmnt Richmond VA 01/1995 Present
Minnesota Life Insurance Company St. Paul MN 02/1995 Present
Securian Financial Services, Inc. St. Paul MN 03/1995 08/2023
Select Brokers, Llc Midlothian VA 08/2006 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
  • 01/1995 → Present
    Virginia Asset Mgmnt
    Richmond, VA
  • 02/1995 → Present
    Minnesota Life Insurance Company
    St. Paul, MN
  • 03/1995 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 08/2006 → Present
    Select Brokers, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
  • 2002-12-19 → 2023-08-10
    Securian Financial Services, Inc.
    Richmond, VA
    Midlothian, VA
    Fredericksburg, VA
    Richmond, VA
    Midlothian, VA
    St. Paul, MN
  • 1999-08-05 → 2002-12-19
    Investment Advisory Group, Inc.
    Richmond, VA
Other Businesses

1. SELECT BROKERS LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2006 ADDRESS: , Midlothian VA DESCRIPTION: Agent/Broker 2. IRONGATE CAPITAL ADVISORS, LLC POSITION: Owner NATURE: FINANCIAL SERVICES DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 45 START DATE: 08/01/2020 ADDRESS: SAME AS REGISTERED ADDRESS DESCRIPTION: OFERING SECURITIES, ADVISORY AND INSURANCE SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 02/1995, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE; 4. NAME OF OTHER BUSINESS: RPL CAPITAL ADVISORY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: PRINCIPAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA USED FOR TAX PURPOSES FOR ADVISORY REVENUE; 5) NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HEALTH INSURANCE START DATE: 10/1/2024 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CLIENT REFERRAL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-29
S63 Uniform Securities Agent State Law Examination 1995-02-21
  • S65 Uniform Investment Adviser Law Examination
    1999-03-29
  • S63 Uniform Securities Agent State Law Examination
    1995-02-21
Designations
Other Names
  • Tripp Leonard

View on SEC IAPD

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