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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • NV RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

Las Vegas, NV • United States

1522 W Warm Springs Rd, Henderson, NV 89014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunrise Med. Center Las Vegas NV 05/1992 Present
Massachusetts Mutual Life Insurance Comp Springfield MA 01/1995 Present
Woodbury Financial Woodbury MN 09/2005 01/2024
Osaic Wealth, Inc. Henderson NV 01/2024 Present
  • 05/1992 → Present
    Sunrise Med. Center
    Las Vegas, NV
  • 01/1995 → Present
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 09/2005 → 01/2024
    Woodbury Financial
    Woodbury, MN
  • 01/2024 → Present
    Henderson, NV
Previous Registrations
  • 2005-09-02 → 2024-01-19
    Woodbury Financial Services, Inc.
    Henderson, NV
    Henderson, NV
  • 1998-07-28 → 2005-09-08
    Henderson, NV
Other Businesses

1) FLANAGAN FINANCIAL SERVICES; INVT REL; 1522 W. WAR SPRINGS RD, HENDERSON NV 89014; EMPLOYEE BENEFITS, HEALTH AND GROUP BENEFITS; BROKER; START 02/01/1994; 8 HRS/MO, NONE DURING TRADING; REFER TO BROKER WHO SPECIALIZES IN GROUP PLANS. 2) JARED A FLANAGAN; NONINVT REL; 308 MOUNT HOPE ST, HENDERSON NV 89014; DISTRIBUTION TRUSTESS FOR PATTI BILOTTI TRUST; DISTRIBUTION TRUSTEE; START 08/01/2012; DEVOTE ZERO HOURS; WILL APPROVE DISTRIBUTIONS FROM TRUST IF GRANTOR BECOMES INCAPACITATED OR DIES. 2) JARED A FLANAGAN - FIXED INSURANCE POSITION: Broker/Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2001 ADDRESS: 1522 W. Warm Springs Rd, Henderson NV 89014, United States DESCRIPTION: Fixed Insurance, Disability Insurance, Health Insurance sales 3) FLANAGAN FINANCIAL SERVICES - DBA POSITION: Owner NATURE: Disclose DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 1522 W. Warm Springs Rd, Henderson NV 89014, United States DESCRIPTION: Disclosing DBA - Flanagan Financial Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-09
S63 Uniform Securities Agent State Law Examination 1995-02-16
  • S65 Uniform Investment Adviser Law Examination
    1998-07-09
  • S63 Uniform Securities Agent State Law Examination
    1995-02-16

View on SEC IAPD

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