Arthur Abraham Barasch

Current Employers

Baron Financial Advisors, Llc

Spring, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-27

TX RA
APPROVED

Since 2023-03-27

Branch Locations

Spring, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Baron Financial Advisors, Llc	Spring	TX	03/2014	Present

03/2014 → Present

Baron Financial Advisors, Llc

Spring, TX

Previous Registrations

2014-03-26 → 2022-12-31

Baron Financial Advisors, Llc

Spring, TX

Spring, TX
2007-02-06 → 2014-04-09

Park Avenue Securities Llc

Houston, TX
2004-09-30 → 2005-12-31

Ameritas Investment Company, Llc

Missouri City, TX

Sugar Land, TX
2002-05-07 → 2004-09-30

The Advisors Group, Inc.

Houston, TX

Other Businesses

1) INDEPENDENT INSURANCE AGENT - SELLING LTC, HEALTH, DI FROM VARIOUS COMPANIES; APPROXIMATELY 15 HOURS A WEEK WITH SOME DURING MARKET HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-21
S63	Uniform Securities Agent State Law Examination	1995-02-14

S65 Uniform Investment Adviser Law Examination

1997-11-21
S63 Uniform Securities Agent State Law Examination

1995-02-14

Other Names

Arthur Abraham Barasch
Art A Barasch

View on SEC IAPD