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6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-02-05 |
Branch Locations
6050 Oak Tree Blvd. Suite 500, Cleveland, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/1999 | 01/2021 |
| Hw Financial Advisors | Cleveland | OH | 11/1999 | 01/2021 |
| Mai Capital Management | Cleveland | OH | 01/2021 | Present |
IPS Bio, LLC, Co-owner of private entity created to purchase private offering investment in Biomendics, LLC, not conducted at branch, not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-10 |
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