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Karen Mooradian Reed

Wells Fargo Clearing Services, LLC

Cumming, GA

Alpharetta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-08-22
  • GA RA
    APPROVED
    Since 2018-08-22

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

12450 Crabapple Rd, Alpharetta, GA 30004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Alpharetta GA 04/2018 Present
Wells Fargo Bank Na Alpharetta GA 04/2018 Present
Homemaker Alpharetta GA 11/1997 04/2018
  • 04/2018 → Present
    Wells Fargo Clearing Services, Llc
    Alpharetta, GA
  • 04/2018 → Present
    Wells Fargo Bank Na
    Alpharetta, GA
  • 11/1997 → 04/2018
    Homemaker
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-20
S63 Uniform Securities Agent State Law Examination 1995-03-01
  • S66 Uniform Combined State Law Examination
    2018-08-20
  • S63 Uniform Securities Agent State Law Examination
    1995-03-01
Other Names
  • Karen Mooradian Reed
  • Karen Lee Mooradian
  • Karen Lee Reed
  • Karen Reed

View on SEC IAPD

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