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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2012-01-18 |
| TX | RA | APPROVED | 2012-01-18 |
Branch Locations
909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States
La Place, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New Orleans | LA | 01/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-26 |
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