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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-15
NC RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-04-15
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

603 East Boulevard Ste A1, Williamston, NC 27892 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville NC 10/2009 11/2017
Bank Of America, N.A. Williamston NC 05/2011 11/2017
Bb&T Securities Williamston NC 11/2017 02/2021
Truist Investment Services, Inc. Williamston NC 02/2021 Present
Truist Advisory Services, Inc. Williamston NC 02/2021 Present
Previous Registrations
Other Businesses

THE BETHANY WEST LLC POSITION: President NATURE: I am the President and co-owner of The Bethany West LLC. This company owns a family church building and fellowship hall. The church will be rented on occasion for funerals, weddings, family reunions and other services. The income and expenses of this LLC will be minimal each year. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2018 ADDRESS: 2809 British Road, kinston NC 27501 MIXON CREEK HOME OWNERS ASSOCIATION POSITION: Vice Predident NATURE: MCHOA is a home owners association for property owners of Mixon Creek located in Bath NC. The HOA collects annual dues and uses these funds to pay expenses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 591 Mixon Creek Drive, Bath NC 27808 Name of Business: Legacy West LLC Address: Mooresville, NC Position: President Nature: This is a family farm of 44 acres. The property is rented each year to a farmer for $1,700. This is the only income from this farm. The annual debts are state/local taxes. This LLC is owned equally by me, my brother and my sister. Start Date: 02/18/2021 Investment Related: No Number of Hours: 1 Securities Trading Hours: 0 Description: I am one of the authorized persons for the checking account for this LLC. The deposit will be the rent each year for $1,700 and the expenses will be taxes and lawn care.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-31
S63 Uniform Securities Agent State Law Examination 1995-02-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-31
  • S63 Uniform Securities Agent State Law Examination
    1995-02-27
Other Names
  • Randall Scott West

View on SEC IAPD

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