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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-15 |
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
603 East Boulevard Ste A1, Williamston, NC 27892 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | NC | 10/2009 | 11/2017 |
| Bank Of America, N.A. | Williamston | NC | 05/2011 | 11/2017 |
| Bb&T Securities | Williamston | NC | 11/2017 | 02/2021 |
| Truist Investment Services, Inc. | Williamston | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Williamston | NC | 02/2021 | Present |
THE BETHANY WEST LLC POSITION: President NATURE: I am the President and co-owner of The Bethany West LLC. This company owns a family church building and fellowship hall. The church will be rented on occasion for funerals, weddings, family reunions and other services. The income and expenses of this LLC will be minimal each year. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2018 ADDRESS: 2809 British Road, kinston NC 27501 MIXON CREEK HOME OWNERS ASSOCIATION POSITION: Vice Predident NATURE: MCHOA is a home owners association for property owners of Mixon Creek located in Bath NC. The HOA collects annual dues and uses these funds to pay expenses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 591 Mixon Creek Drive, Bath NC 27808 Name of Business: Legacy West LLC Address: Mooresville, NC Position: President Nature: This is a family farm of 44 acres. The property is rented each year to a farmer for $1,700. This is the only income from this farm. The annual debts are state/local taxes. This LLC is owned equally by me, my brother and my sister. Start Date: 02/18/2021 Investment Related: No Number of Hours: 1 Securities Trading Hours: 0 Description: I am one of the authorized persons for the checking account for this LLC. The deposit will be the rent each year for $1,700 and the expenses will be taxes and lawn care.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-27 |
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