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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Wading River, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Melville NY 12/1994 03/2017
Massmutual Life Insurance Co Hauppauge NY 07/2016 Present
Mml Investors Services, Llc Hauppauge NY 03/2017 Present
  • 12/1994 → 03/2017
    Metlife Securities Inc.
    Melville, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Hauppauge, NY
  • 03/2017 → Present
    Hauppauge, NY
Other Businesses

INDEPENDENT INSURANCE AGENT - FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE - FROM RESIDENTIAL ADDRESS - 2 SECURITY HOURS - SINCE 11/2007

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-23
  • S63 Uniform Securities Agent State Law Examination
    1995-05-23

View on SEC IAPD

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