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Bedminster, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-07 |
| NJ | RA | APPROVED | 2025-08-06 |
| TX | RA | APPROVED | 2025-08-01 |
Branch Locations
Deerfield Beach, FL • United States
Bedminster, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Deerfield Beach | FL | 10/2009 | 08/2025 |
| Meadowbrook Advisors Group, Llc | Deerfield Beach | FL | 08/2025 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Deerfield Beach | FL | 08/2025 | Present |
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Mr. Auerbach is dually registered as an Investment Advisor Representative ("IAR") of Meadowbrook Advisors Group, LLC ("Meadowbrook Advisors") and as a Registered Representative ("RR") Purshe Kaplan Sterling Investments, Inc. ("PKS") since 08/2025. Approximately 90% of Mr. Auerbach's time is spent as an IAR of Meadowbrook Advisors, with the balance as an RR of PKS. 3) Mr. Auerbach is the sole owner of a construction company, Alta Gracia Ashram SAS. Mr. Auerbach began with this company on January 1st, 2025. The company's address is Carrera 129 #18a-00, Cali, Valle Del Cauca, Colombia. This business is not investment-related, and Mr. Auerbach does not receive compensation from it. Approximately 10 hours a month of Mr. Auerbach's time is spent running this company. Mr. Auerbach's duties include reviewing and paying bills for the company. This company exists for personal real estate development.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-06 |
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