Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-04-21 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
102 S Tejon Street Suite 500, Colorado Springs, CO 80902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Colorado Springs | CO | 03/2008 | 04/2017 |
| Hightower Securities, Llc | Colorado Springs, Co | CO | 04/2017 | Present |
| Hightower Advisors, Llc | Colorado Springs | CO | 04/2017 | Present |
I*96187 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RODAN AND FIELDS INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN FRANCISCO, CALIFORNIA 94105 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 7/25/2016 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INDEPENDENT SALES CONSULTANT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-06 |
Reach out to this advisor