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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-09-17 |
| TX | RA | APPROVED_RES | 2020-10-26 |
| WI | RA | APPROVED | 2020-10-23 |
Branch Locations
W359N5002 Brown St Suite 220B, Oconomowoc, WI 53066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions Llc | Harrison | NY | 08/2016 | 12/2016 |
| Transamerica Investors Securities Corporation | Oconomowoc | WI | 09/2016 | 12/2016 |
| Cuna Brokerage Services | Waverly | IA | 12/2016 | 11/2019 |
| Cuna Mutual Group | Waverly | IA | 12/2016 | 11/2019 |
| Dollar Tree | Oconomowoc | WI | 06/2019 | 07/2019 |
| Empower Retirement | Milwaukee | WI | 12/2019 | 10/2020 |
| Edward Jones | Saint Louis | MO | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-16 |
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