James Christian Kaiser

Current Employers

Employment History

• 01/2014 → 12/2017
  Waddell & Reed, Inc.
  Pittsburgh, PA
• 01/2014 → 12/2017
  Various Insurance Carriers For W&R Insurance Agencies
  South Park, PA
• 12/2017 → Present
  Lpl Financial, Llc
  Pittsburgh, PA
• 12/2017 → Present
  Good Life Advisors, Llc
  Pittsburgh, PA

Previous Registrations

• 2014-01-30 → 2017-12-19
  Waddell & Reed
  Pittsburgh, PA
• 2010-03-26 → 2014-02-04
  Ameriprise Financial Services, Llc
  Mcmurray, PA
• 2005-11-23 → 2009-11-24
  Brentwood Advisors, Llc
  Bethel Park, PA
• 2005-04-07 → 2008-06-11
  Uvest Financial Services Group, Inc.
  Bethel Park, PA
  Bethel Park, PA
  Bethel Park, PA
  Bethel Park, PA
  Bethel Park, PA
• 2003-04-17 → 2005-03-28
  National Planning Corporation
  New Castle, PA

Other Businesses

1. 12/13/2017 - Grandview Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/1/2017 - 160 Hours Per Month/130 Hours During Securities Trading. 2. 12/13/2017 - Good Life IA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/1/2017 - Agent - 160 Hours Per Month/130 Hours During Securities - Time Spent 100% - Life, Health, Disability, LTC, Fixed, Medicare Supplements and Final Expense. 3. 12/15/2017 - Good Life Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/1/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Good Life Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/15/2017 - Grandview Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/1/2017 - 160 Hours Per Month/130 Hours During Securities Trading - Time Spent 100%.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-03
• S63 Uniform Securities Agent State Law Examination
  1995-03-15