Christian Haas Corts

Current Employers

Fnbb Capital Markets, Llc

600 University Park Place Suite 380, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2017-09-06
TN	RA	APPROVED	2017-08-09
LA	RA	APPROVED	2017-08-03
AL	RA	APPROVED	2017-08-02

MS RA
APPROVED

Since 2017-09-06
TN RA
APPROVED

Since 2017-08-09
LA RA
APPROVED

Since 2017-08-03
AL RA
APPROVED

Since 2017-08-02

Branch Locations

600 University Park Place Suite 380, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fnbb Capital Markets, Llc	Birmingham	AL	03/2015	Present
First National Bankers Bank	Birmingham	AL	01/2018	Present

03/2015 → Present

Fnbb Capital Markets, Llc

Birmingham, AL
01/2018 → Present

First National Bankers Bank

Birmingham, AL

Previous Registrations

2013-12-02 → 2015-04-06

Osaic Fa, Inc.

Birmingham, AL
2013-06-18 → 2013-11-05

Kestra Investment Services, Llc

Austin, TX

Austin, TX
2010-12-08 → 2013-04-15

Concourse Financial Group Securities, Inc.

Birmingham, AL
2009-09-15 → 2010-12-08

Morgan Stanley

Birmingham, AL
2004-01-13 → 2009-09-08

Lanark Financial, Inc.

Birmingham, AL

Birmingham, AL
1995-07-13 → 2003-10-02

Quintus Asset Management Inc

Birmingham , AL

Other Businesses

1) ALABAMA CITIZENS FOR CONSTITUTIONAL REFORM; BOARD MEMBER; SINCE 03/01/09; SPENDS 1 HOUR/QUARTER AND 0 HOUR DURING SECURITIES TRADING HOURS; DUTIES INCLUDE ATTENDING QUARTERLY CONFERENCE CALLS, PROVIDING INPUT, VOTING ON ISSUES THAT AFFECT THE ORGANIZATION 2) JAMES D. MOEBES FOUNDATION, IS INVESTMENT RELATED, BIRMINGHAM, AL, CHARITABLE FOUNDATION, BOARD MEMBER/TRUSTEE,1/1/2025,1 HOUR PER MONTH,0 HOURS PER MONTH DURING TRADING HOURS, NO COMPENSATION

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-29
S66	Uniform Combined State Law Examination	2004-09-28
S63	Uniform Securities Agent State Law Examination	1995-06-27

S65 Uniform Investment Adviser Law Examination

2017-06-29
S66 Uniform Combined State Law Examination

2004-09-28
S63 Uniform Securities Agent State Law Examination

1995-06-27

Other Names

Chris Corts

View on SEC IAPD