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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-04-02 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
9311 Se 36Th Street, Suite 105, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Network Of Advisors, Llc | Overland Park | KS | 06/2015 | 12/2018 |
| Cetera Advisors Llc | Denver | CO | 06/2015 | 12/2018 |
| Kms Financial Services, Inc | Seattle | WA | 12/2018 | 11/2020 |
| Securities America, Inc. | La Vista | NE | 11/2020 | 06/2024 |
| Securities America Advisors, Inc. | La Vista | NE | 11/2020 | 06/2024 |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | 04/2025 |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | 04/2025 |
| The Leaders Group Inc | Summit | NJ | 04/2025 | Present |
| Independent Insurance Agent | Mercer Island | WA | 04/2025 | Present |
1.) INDEPENDENT INSURANCE AGENT - 4/2/2025 - 9311 SE 36th Street, Suite 105, Mercer Island, WA 98040 - Financial Advisor, Recommend insurance products such as life, annuities & LTC as suitable for clients, Not Invt Rel, Insurance business, 6 hrs/mo; 6 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 4/2/2025 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-30 |
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