Steven Anthony Henderson

Current Employers

Employment History

• 01/1995 → 10/2019
  1St Global Capital Corp.
  Tulsa, OK
• 10/1995 → 10/2019
  1St Global Advisors, Inc
  Tulsa, OK
• 10/2003 → 01/2021
  Avantax Insurance Services, Inc.
  Tulsa, OK
• 02/2014 → Present
  Harrison Henderson, Pllc
  Tulsa, OK
• 10/2019 → 01/2021
  Avantax Investment Services, Inc.
  Tulsa, OK
• 10/2019 → 01/2021
  Avantax Advisory Services
  Irving, TX
• 01/2021 → 08/2024
  Lpl Financial, Llc
  Tulsa, OK
• 01/2021 → Present
  Merit Financial Advisors
  Tulsa, OK
• 08/2024 → Present
  Pks Investments
  Albany, NY

Previous Registrations

• 2019-10-25 → 2021-01-15
  Avantax Advisory Services
  Irving, TX
• 1995-10-11 → 2019-10-25
  1St Global Advisors Inc
  Tulsa, OK
• 1999-01-01 → 2010-11-02
  Union Financial Advisors, Inc.
  Tulsa, OK

Other Businesses

1. Merit Financial Advisors DBA Union Financial Advisors, LLC. At registered location. RIA. Regional Director/IAR. 1/2021. 160 hours/month all during trading hours. Service clients. 2. Fixed Insurance. At registered location. Agent. Fixed/Traditional insurance sales. 7/2024. 1 hr/month during trading hours. Provide insurance advice based on the needs of clients. 3. Harrison Henderson PLLC. At registered location. CPA. Tax Prep. 11/2013. 10 hrs/month all during trading hrs. Tax return filing and tax planning. 4. Oakhill of Jenks HOA; Not investment-related; 12615 S. 12th St. Jenks, OK 74037; Civic Organization; President; 3/1/2017; 2hr/ month; 1hr during trading hours; Make deposits for HOA dues, bill for HOA fees quarterly, maintain/reconcile bank account, prepart reports for annual HOA meeting. 5. Union Financial Partners, LLC; Investment-related; 6140 S. 104th E. Ave., Tulsa OK 74133; Manage all aspects of managing a commercial real estate property; Managing Member; 05/27/1997; 20 hours monthly; 10 hours during securities trading hours; Manage all aspects of managing a commercial real estate property, including tenant rents and leases, hiring vendors for building repair and maintenance , accounting and cash flow planning. 6. Henderson & Ramsey, P.C.; Not investment-related; 6140 S. 104th E. Ave., # 100, Tulsa, OK 74133; HR is the employment entity for all the CPAs and staff used by the CPA firm, Harrison Henderson, PLLC. HH pays HR an employment leasing fee for the use of these employees of HR.; President; 01/09/1992; 2 hours monthly; 1 hour during securities trading hours 7. First Baptist Church; Not investment-related; 100 W. Albany St, Broken Arrow, OK 74012; Serve on Finance Committee; Committee member; 01/01/2026; 2 hours monthly; 0 hours during securities trading hours; Review and advise on financials and annual Church budget 8. SSC Advisors, Inc.; Not investment-related; 6140 S. 104th E. Ave., #100; Manage OK CPA offices for SSC; Director; 01/01/2026; 120 hours monthly; 60 hours during securities trading hours; Manage OK CPA offices for SSC, including staff, review staff work product for clients and meet with clients re same.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-28
• S63 Uniform Securities Agent State Law Examination
  1995-02-09

Designations

Other Names

• Steve Henderson