Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-03-30
NJ RA APPROVED 2009-10-23
  • PA RA
    APPROVED
    Since 2015-03-30
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

845 Alexander Rd, Princeton, NJ 08540 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. West Conshohocken PA 12/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Conshohocken PA 10/2009 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    New York, NY
    Princeton, NJ
    Princeton, NJ
    Princeton, NJ
    Millville, NJ
    Vineland, NJ
    Vineland, NJ
    Bridgeton, NJ
    Egg Harbor, NJ
    New Egypt, NJ
    Atlantic City, NJ
    Vineland, NJ
    Williamstown, NJ
    Millville, NJ
    Hammonton, NJ
    Hammonton, NJ
    Atlantic City, NJ
    Asbury Park, NJ
    Eatontown, NJ
    Freehold, NJ
    Sea Bright, NJ
    Northfield, NJ
    Margate, NJ
    Allenhurst, NJ
    Holmdel, NJ
    Bricktown, NJ
    Freehold, NJ
    Swedesboro, NJ
    Brigantine, NJ
    Brick, NJ
    Rumson, NJ
    Freehold, NJ
    N. Brunswick, NJ
    Long Branch, NJ
    Whiting, NJ
    E. Brunswick, NJ
    Shrewsbury, NJ
    Point Pleasant, NJ
    Little Egg Harbor, NJ
    Marlboro, NJ
    Mays Landing, NJ
    Egg Harbor City, NJ
    Sea Girt, NJ
    Brick, NJ
    Ship Bottom, NJ
    Barnegat Light, NJ
    Rio Grande, NJ
    Egg Harbor City, NJ
    Surf City, NJ
    Cape May, NJ
    Linwood, NJ
    Toms River, NJ
    Avalon, NJ
    N. Wildwood, NJ
    Lavalette, NJ
    Absecon, NJ
    Point Pleasant, NJ
    Jackson, NJ
    Point Pleasant, NJ
    Seaside Heights, NJ
    Lakewood, NJ
    Brigantine, NJ
    Lanoka Harbor, NJ
    Ocean City, NJ
    N. Cape May, NJ
    Lakewood, NJ
    Beach Haven, NJ
    Brielle, NJ
    Ventnor, NJ
    Bay Head, NJ
    Brick, NJ
    Sea Isle City, NJ
    Point Pleasant, NJ
    Ocean City, NJ
    Forked River, NJ
    Manahawkin, NJ
    Millville, NJ
    Stone Harbor, NJ
    Cape May, NJ
    Middletown, NJ
    Forked River, NJ
    Bradley Beach, NJ
    Lakewood, NJ
    Belmar, NJ
    East Brunswick, NJ
    Red Bank, NJ
    Rahway, NJ
    Aberdeen, NJ
    Middletown, NJ
    Red Bank, NJ
    Ocean City, NJ
    Matawan, NJ
    Union Beach, NJ
    Red Bank, NJ
    Somerset, NJ
    Wall, NJ
    Hazlet, NJ
    Monroe, NJ
    Lincroft, NJ
    Perth Amboy, NJ
    Old Bridge, NJ
    Dayton, NJ
    Little Egg Harbor, NJ
    Jamesburg, NJ
    South River, NJ
    Keyport, NJ
    Spotswood, NJ
    Cliffwood, NJ
    Woodbridge, NJ
    Neptune City, NJ
    Colonia, NJ
    Little Silver, NJ
    Marlboro, NJ
    New Brunswick, NJ
    Somerset, NJ
    Farmingdale, NJ
    Manalapan, NJ
    Leonardo, NJ
    Englishtown, NJ
    N. Brunswick, NJ
    Perth Amboy, NJ
    Eatontown, NJ
    Highlands, NJ
    Iselin, NJ
    Freehold, NJ
    Three Bridges, NJ
    Manahawkin, NJ
    Upper Dearfield, NJ
    Brick, NJ
    East Brunswick, NJ
    Freehold, NJ
    Point Pleasant Beach, NJ
    Somers Point, NJ
    Egg Harbor, NJ
  • 2002-09-06 → 2004-10-20
    Quick & Reilly, Inc.
    Redbank, NJ
Other Businesses

I*3449273, Entity Type: , Name of OBA: M D Banking account at PNC Bank, Address: Princeton, New Jersey, 08540, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/12/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-06
S63 Uniform Securities Agent State Law Examination 1998-09-21
  • S65 Uniform Investment Adviser Law Examination
    2002-02-06
  • S63 Uniform Securities Agent State Law Examination
    1998-09-21

View on SEC IAPD

More in Princeton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor