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Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-12-04
FL RA APPROVED 2007-03-06
NV RA APPROVED 2006-04-26
CT RA APPROVED 2004-05-21
  • MI RA
    APPROVED
    Since 2014-12-04
  • FL RA
    APPROVED
    Since 2007-03-06
  • NV RA
    APPROVED
    Since 2006-04-26
  • CT RA
    APPROVED
    Since 2004-05-21

Branch Locations

6020 E. Fulton Street, Ada, MI 49301 • United States

Grand Rapids, MI • United States

Usa Financial Formulas Corporation

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-03-23
  • TX RA
    APPROVED_RES
    Since 2007-03-23

Branch Locations

6020 East Fulton Street, Ada, MI 49301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Financial Corporation Ada MI 04/1998 Present
  • 04/1998 → Present
    Usa Financial Corporation
    Ada, MI
Other Businesses

1) USA Financial LLC - 6020 E. Fulton St. Ada, MI 49301. Start date 04/01/1988. CEO Holding LLC for USA Financial and its related subsidiaries/affiliates. Overall leadership. Investment Related. 160 hours per month devoted to business. 160 hours per month devoted during securities trading hours. 2) WaltEnd Financial Ltd. - 7101 Gladys Drive SE. Grand Rapids, MI 49546. Started 03/08/2024. Member/Shareholder. Holding entity for USA Financial LLC and Accelerate Management Holdco LLC (Amerilfe) stock ownership. Not Investment Related. 4 hours per month devoted to business. 4 hours per month devoted during securities trading hours. 3) WaltEnd Equity LLC - 6020 E. Fulton St. Ada, MI 49301. Start date 05/22/2001. Real Estate. Member/Shareholder oversight. Not Investment Related. 1 hour per month devoted to business. 1 hour per month devoted during securities trading hours. 4) Walters Family Real Estate Investments - 7101 Gladys Drive SE. Grand Rapids, MI 49546. Start date 02/01/2017. Owner. Real Estate. Management and oversight of various personal properties as needed. Not Investment Related. 0 hours per month devoted to business. 0 hours devoted during securities trading hours. 5) Swing Equity - 7101 Gladys Drive SE. Grand Rapids, MI 49546. Start date 04/01/2022. Member/Shareholder. 475(f) Investing. Investment screening and decisions. Investment Related. 8 hours per month devoted to business. 8 hours devoted during securities trading hours. 6) Personal Limited Partnership Investments - 7101 Gladys Drive SE. Grand Rapids, MI 49546. Start date 07/01/2024. Member/Shareholder. Shareholder investor. Investment Related. 0 hours devoted to business. 0 hours devoted during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-01
S63 Uniform Securities Agent State Law Examination 1995-02-06
  • S65 Uniform Investment Adviser Law Examination
    1999-03-01
  • S63 Uniform Securities Agent State Law Examination
    1995-02-06

View on SEC IAPD

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