Sarah Yehsueh Huang

Current Employers

New Spring Financial Planning, Llc

San Ramon, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2012-12-05

CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2012-12-05

Branch Locations

San Ramon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New Spring Financial Panning, Llc	San Ramon	CA	10/2012	Present
Purshe Kaplan Sterling Investments	Albany	NY	01/2013	12/2024

10/2012 → Present

New Spring Financial Panning, Llc

San Ramon, CA
01/2013 → 12/2024

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2009-04-01 → 2013-01-07

Strategic Wealth Advisors Group

San Ramon, CA
2009-09-08 → 2010-10-08

Lpl Financial Llc

San Ramon, CA

Sacramento, CA
2009-03-03 → 2009-09-08

Associated Securities Corp.

San Ramon, CA

San Mateo, CA
1999-02-16 → 2009-03-20

Citigroup Global Markets Inc.

Pleasanton, CA

Pleasanton, CA

Other Businesses

1) NEW SPRING FINANCIAL PLANNING; INVESTMENT RELATED; 2415 San Ramon Valley Blvd. Suite 4-358, San Ramon, CA 94583; RIA; IAR/OWNER; START DATE 10/2012; APPROX. 160 HRS/MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-07
S63	Uniform Securities Agent State Law Examination	1995-03-17

S65 Uniform Investment Adviser Law Examination

1995-04-07
S63 Uniform Securities Agent State Law Examination

1995-03-17

Designations

Other Names

Yehsueh Huang
Sarah Huang

View on SEC IAPD