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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-12 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Carlsbad | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*402145 - Trust; Investment related -Yes; New York, New York; Trustee; 06/2020; During business hours: 5; After business hours: 0; *487930- Trust; Investment related -Yes; Tarpon Springs, Florida; Successor Trustee; 02/2022; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-23 |
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