Allison Christine Taylor

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-08-27
TX	RA	APPROVED	2021-08-26

CA RA
APPROVED

Since 2021-08-27
TX RA
APPROVED

Since 2021-08-26

Branch Locations

15061 Springdale St Ste 101, Huntington Beach, CA 92649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Torrance	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Torrance	CA	11/2016	08/2021
Lpl Financial, Llc	Huntington Beach	CA	08/2021	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Torrance, CA
11/2016 → 08/2021

Wells Fargo Clearing Services, Llc

Torrance, CA
08/2021 → Present

Lpl Financial, Llc

Huntington Beach, CA

Previous Registrations

2011-01-03 → 2021-09-01

Wells Fargo Clearing Services, Llc

Rolling Hills Estates, CA

Torrance, CA

Irvine, CA

El Segundo, CA

Newport Beach, CA
2004-06-15 → 2011-01-03

Wells Fargo Investments, Llc

Rolling Hills Estates, CA

Torrance, CA

Long Beach, CA

Long Beach, CA

Artesia, CA

Torrance, CA

Other Businesses

1) 2021-08-26 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Taylor Wealth Management, Inc / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-06-02 - hrs/mth - hrs/mth during trading 2) 2022-10-12 - Allison Taylor - Real Estate Rental - Y - 1211 Starflower Ln Rocklin CA 95765 - 2021-06-02 - 2hrs/mth - hrs/mth during trading 3) 2022-10-12 - Allison Taylor - Real Estate Rental - Y - 5821 Terrier Dr Huntington Beach CA 92649 - 2021-06-02 - hrs/mth - hrs/mth during trading 4) 2022-10-12 - SOURWOOD LLC - Real Estate Rental - Y - 34628 Sourwood Way Winchester, CA 92596 - 2021-06-02 - 15hrs/mth - hrs/mth during trading 5) 2025-11-18 - BGA insurance - Non-Variable Insurance - Y - at reported business location(s) - 2025-11-06 - 5hrs/mth - 1hrs/mth during trading 6) 2025-12-02 - BGA - Non-Variable Insurance - Y - at reported business location(s) - 2025-11-21 - 4hrs/mth - 1hrs/mth during trading 7) 2025-12-02 - Rockhill LLC - Real Estate Rental - Y - 6455 Frampton Circle Huntington Beach, Ca 92648 - 2025-11-21 - 2hrs/mth - 0hrs/mth during trading 8) 2026-05-07 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Grow Wise Financial - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-27 - 5hrs/mth - 5hrs/mth during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-06-20

S63 Uniform Securities Agent State Law Examination

1996-06-20

Other Names

Allison Christine Waters
Allison Christine Estrada

View on SEC IAPD