Patricia Hale Sobel

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2014-03-05

PA RA
APPROVED

Since 2014-03-05

Branch Locations

390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Fort Washington	PA	03/1995	Present
Retirement Advisory Services Corp	Fort Washington	PA	04/1988	10/2017
Pension & Estate Planners, Inc	Fort Washington	PA	11/2017	12/2019

03/1995 → Present

Osaic Wealth, Inc.

Fort Washington, PA
04/1988 → 10/2017

Retirement Advisory Services Corp

Fort Washington, PA
11/2017 → 12/2019

Pension & Estate Planners, Inc

Fort Washington, PA

Previous Registrations

1999-11-02 → 2017-10-31

Retirement Advisory Services Corp

Fort Washington, PA

Willow Grove, PA

Other Businesses

1) OSAIC WEALTH, YES, 1300 VIRGINIA DR. SUITE 123, FORT WASHINGTON, PA 19034, INVESTMENT ADVISOR REPRESENTATIVE, 01/2005, 150, 150, PROVIDE FINANCIAL ADVICE AND GUIDANCE 2) RETIREMENT ADVISORY SERVICES CORP POSITION: Financial Advisor/Consultant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 11/01/2017 ADDRESS: 1300 VIRGINIA DRIVE, SUITE 123, FORT WASHINGTON PA 19034, United States DESCRIPTION: Provide financial advice to clients, maintain client relationships and consult

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-21
S63	Uniform Securities Agent State Law Examination	1995-02-21

S65 Uniform Investment Adviser Law Examination

1999-05-21
S63 Uniform Securities Agent State Law Examination

1995-02-21

Other Names

Patricia A Hale
Patricia A. Fisher

View on SEC IAPD