Best Investors Account Sign in

Richard Albert Vaughan

Morgan Stanley

Atlanta, GA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
AL RA APPROVED 2009-06-01
GA RA APPROVED 2009-06-01
SC RA APPROVED 2009-06-01
TN RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • AL RA
    APPROVED
    Since 2009-06-01
  • GA RA
    APPROVED
    Since 2009-06-01
  • SC RA
    APPROVED
    Since 2009-06-01
  • TN RA
    APPROVED
    Since 2009-06-01

Branch Locations

5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-11
S63 Uniform Securities Agent State Law Examination 1996-05-29
  • S65 Uniform Investment Adviser Law Examination
    2005-11-11
  • S63 Uniform Securities Agent State Law Examination
    1996-05-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor