Douglas Eugene Birch

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-20

CA RA
APPROVED

Since 2025-02-20

Branch Locations

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Concourse Financial Group Securities Inc	Santa Barbara	CA	10/2005	02/2025
(Dba) Retirement Security Inc	Santa Barbara	CA	09/2005	12/2021
Cetera Wealth Services, Llc	Santa Barbara	CA	02/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	02/2025	Present

10/2005 → 02/2025

Concourse Financial Group Securities Inc

Santa Barbara, CA
09/2005 → 12/2021

(Dba) Retirement Security Inc

Santa Barbara, CA
02/2025 → Present

Cetera Wealth Services, Llc

Santa Barbara, CA
02/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2006-03-09 → 2025-02-20

Concourse Financial Group Securities, Inc.

Camas, WA

Santa Barbara, CA

Albany, OR

Sherwood, OR

Wilsonville, OR

Birmingham, AL

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2005, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-02
S63	Uniform Securities Agent State Law Examination	2005-11-03

S65 Uniform Investment Adviser Law Examination

2006-02-02
S63 Uniform Securities Agent State Law Examination

2005-11-03

Other Names

Doug Birch

View on SEC IAPD