Steven Arnold Heiman

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2025-04-01

KS RA
APPROVED

Since 2025-04-01

Branch Locations

Wichita, KS • United States

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cooper Malone Mcclain Inc	Wichita	KS	02/2003	03/2025
Calton & Associates, Inc.	Tampa	FL	03/2025	Present

02/2003 → 03/2025

Cooper Malone Mcclain Inc

Wichita, KS
03/2025 → Present

Calton & Associates, Inc.

Tampa, FL

Previous Registrations

2003-02-28 → 2025-04-11

Cooper Malone Mcclain, Inc.

Wichita, KS

Wichita, KS
1999-10-14 → 2002-12-09

Morgan Stanley Dw Inc.

Wichita, KS

Other Businesses

REFEREE FOR COLLEGE BASKETBALL AND FOOTBALL WEEKENDS AND SOME EVENINGS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-24
S63	Uniform Securities Agent State Law Examination	1995-02-08

S65 Uniform Investment Adviser Law Examination

1995-11-24
S63 Uniform Securities Agent State Law Examination

1995-02-08

Other Names

Steve Arnold Heiman

View on SEC IAPD