Best Investors Account Sign in

Michael Patrick Crotty

Ubs Financial Services Inc.

Lafayette, CO

Denver, CO

Wall, NJ

Boulder, CO

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-03
NJ RA APPROVED 2021-07-15
CO RA APPROVED 2021-07-09
  • TX RA
    APPROVED_RES
    Since 2025-02-03
  • NJ RA
    APPROVED
    Since 2021-07-15
  • CO RA
    APPROVED
    Since 2021-07-09

Branch Locations

Lafayette, CO • United States

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

2107 Route 34 Suite 102, Wall, NJ 07719 • United States

1801 13Th Street, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Shrewsbury NJ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Shrewsbury, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-06
S63 Uniform Securities Agent State Law Examination 1995-01-30
  • S65 Uniform Investment Adviser Law Examination
    1997-08-06
  • S63 Uniform Securities Agent State Law Examination
    1995-01-30
Other Names
  • Mike Crotty
  • Mike Crotty

View on SEC IAPD

More in Lafayette, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor