Best Investors Account Sign in
Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-06
  • NY RA
    APPROVED
    Since 2026-01-06

Branch Locations

53 State St 28Th Floor, Boston, MA 02109 • United States

11 West 42Nd Street, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services New York NY 04/2025 Present
Wilmington Trust Co New York NY 05/2022 12/2024
Morgan Stanley New York NY 04/2011 04/2022
First Citizens Bank New York NY 04/2025 Present
Unemployed New York NY 01/2025 03/2025
  • 04/2025 → Present
    First Citizens Investor Services
    New York, NY
  • 05/2022 → 12/2024
    Wilmington Trust Co
    New York, NY
  • 04/2011 → 04/2022
    Morgan Stanley
    New York, NY
  • 04/2025 → Present
    First Citizens Bank
    New York, NY
  • 01/2025 → 03/2025
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-05
  • S66 Uniform Combined State Law Examination
    2026-01-05
Other Names
  • Sapna Hoff

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor