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7 World Trade Center 250 Greenwich Street, 46Th Floor, New York, NY 10007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-13 |
Branch Locations
7 World Trade Center 250 Greenwich Street, 46Th Floor, New York, NY 10007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Trust Company | New York | NY | 03/2001 | 07/2020 |
| Deutsche Banc Alex. Brown, Inc. | New York | NY | 03/2001 | 07/2020 |
| Scudder Investor Services, Inc. | Boston | MA | 05/2003 | 07/2020 |
| Deutsche Bank Securities Inc. | New York | NY | 10/2003 | 07/2020 |
| Eagle Bay Advisors, Llc D/B/A Eagle Bay Family Office | New York | NY | 04/2021 | Present |
| N/A | N/A | NJ | 08/2020 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-13 |
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