Sean P Wenham

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-07
MN	RA	APPROVED	2025-10-06

TX RA
APPROVED_RES

Since 2025-10-07
MN RA
APPROVED

Since 2025-10-06

Branch Locations

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bank	Minneapolis	MN	09/2015	12/2020
Midwestone Bank	Golden Valley	MN	12/2020	10/2025
Lpl Financial Llc	Golden Valley	MN	01/2021	10/2025
Wells Fargo Advisors Financial Network, Llc	Wayzata	MN	10/2025	Present

09/2015 → 12/2020

U.S. Bank

Minneapolis, MN
12/2020 → 10/2025

Midwestone Bank

Golden Valley, MN
01/2021 → 10/2025

Lpl Financial Llc

Golden Valley, MN
10/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Wayzata, MN

Previous Registrations

2021-01-27 → 2025-10-07

Lpl Financial Llc

Golden Valley, MN
2011-06-06 → 2021-01-06

U.S. Bancorp Investments, Inc.

Robbinsdale, MN

Brooklyn Park, MN

Minneapolis, MN

Saint Louis Park, MN

Minneapolis, MN
2004-08-04 → 2011-06-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN

Minneapolis, MN

Minneapolis, MN

Wayzata, MN

Wayzata, MN

Other Businesses

1) 1/27/21- MidWestOne Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 1/27/21- MIDWESTONE BANK- Financial Duty- VP/Regional Trust Manager- Inv. Related- Golden Valley MN - start date 12/14/2020- 130hrs/mth 3) 07/29/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/11/2024 - 2 Hours Per Month/ During Trading WENHAM GP LLC; INV RELATED;WAYZATA,MN; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 02/26/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; DEBORAH A HOSMER IRREV TR; INV RELATED;ASHBURN,VA; ACT ON FAMILY'; TRUSTEE/CO-TRUSTEE; START DATE: 07/27/2026; 1 HRS PER MONTH; - HRS DURING TRADING; ROBERT L & SUSAN H WENHAM CHARITABLE; INV RELATED;ASHBURN,VA; ACT ON FAMILY'; TRUSTEE/CO-TRUSTEE; START DATE: 07/27/2026; 1 HRS PER MONTH; - HRS DURING TRADING; ROBERT L WENHAM IRREV TR; INV RELATED;ASHBURN,VA; ACT ON FAMILY'; TRUSTEE/CO-TRUSTEE; START DATE: 07/27/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-08
S63	Uniform Securities Agent State Law Examination	2004-07-01

S65 Uniform Investment Adviser Law Examination

2004-07-08
S63 Uniform Securities Agent State Law Examination

2004-07-01

View on SEC IAPD