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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-03-18
TX RA APPROVED 2021-03-17
  • NJ RA
    APPROVED
    Since 2021-03-18
  • TX RA
    APPROVED
    Since 2021-03-17

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Township NJ 08/2015 02/2017
Wells Fargo Clearing Services Llc Linwood NJ 11/2017 10/2020
Unemployed Mays Landing NJ 02/2017 11/2017
Morgan Stanley Northfield NJ 11/2020 03/2021
Wells Fargo Clearing Services, Llc Vineland NJ 03/2021 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOTHER-IN-LAW, INV RELATED, VINELAND, NJ, START: 1/1/2023, 50 HOURS A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, EGG HARBOR TOWNSHIP, NJ, START: 5/4/2023, 4 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-10
  • S66 Uniform Combined State Law Examination
    2009-08-10
Other Names
  • Vicki Marie Harris
  • Vicki M Winterbottom
  • Vicki Winterbottom

View on SEC IAPD

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