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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-02-28
  • DE RA
    APPROVED
    Since 2025-02-28

Branch Locations

1122 Kenilworth Drive Ste 415, Towson, MD 21204 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Securities Dublin OH 04/2003 12/2018
Nationwide Wilmington DE 06/2004 12/2018
Millennium Brokerage Group Brentwood TN 01/2019 02/2025
The Leaders Group, Inc. Littleton CO 03/2019 02/2025
Lpl Financial Llc Wilmington DE 02/2025 Present
  • 04/2003 → 12/2018
    Nationwide Securities
    Dublin, OH
  • 06/2004 → 12/2018
    Nationwide
    Wilmington, DE
  • 01/2019 → 02/2025
    Millennium Brokerage Group
    Brentwood, TN
  • 03/2019 → 02/2025
    The Leaders Group, Inc.
    Littleton, CO
  • 02/2025 → Present
    Wilmington, DE
Previous Registrations
  • 2019-03-28 → 2025-03-04
    Wilmington, DE
    Summit, NJ
  • 2008-08-01 → 2019-01-07
    Grandview Heights, OH
    Wilmington, DE
    Grandview Heights, OH
    Columbus, OH
  • 2005-03-14 → 2008-08-01
    1717 Capital Management Company
    Newark, DE
    Newark, DE
    Wilmington, DE
Other Businesses

1) 02/2025 - Villec Financial / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) 80 Hrs per month - 40 % Time spent 2) 02/2025 - 100 Sandra rd wilmington de 19803-3039 new castle County / Real Estate Rental / Owner / Inv Related / 19803-3039 new castle / Start date 07/01/2022 - 2 Hrs per month - 2% Time Spent 3) 02/2025 - Carey Insurance Group / Clients referred by property and casualty agency / Inv Related / Dagsboro DE 19939 / Start date 01/01/2024 - 10hrs per month - 5% time spent 4) 02/2025 - Flagship Asset Services / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) 100 Hrs per month - 50% time spent 5) 02/2025 - Truitt Insurance Agency / Non-Variable Insurance / Inv related / Wilmington DE 19803 / Start date 01/01/2019 - 15 hrs per month - 15% time spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-09
S63 Uniform Securities Agent State Law Examination 1997-04-08
  • S66 Uniform Combined State Law Examination
    2003-07-09
  • S63 Uniform Securities Agent State Law Examination
    1997-04-08
Designations

View on SEC IAPD

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