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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-06-10 |
| TX | RA | APPROVED_RES | 2023-03-06 |
| WA | RA | APPROVED | 2023-03-06 |
Branch Locations
1417 116Th Ave Ne #202, Bellevue, WA 98004 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Bellevue | WA | 12/2007 | 03/2023 |
| Sc Financial Group, Llc | Bellevue | WA | 04/2008 | Present |
| Lpl Financial Llc | San Diego | CA | 03/2023 | Present |
1)03/2023 - SC Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2008 - 100 Hr/Mth 2)03/2023 - Benalex Benefit Consultants, LLC - Payroll entity - Non-Inv Rel - Bellevue, WA - Start: 10/2021 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-14 |
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